InvestEdge adds former FINRA compliance officer to its team

Strengthening its industry-leading trade monitoring and account monitoring compliance platform

PHILADELPHIA CREAM, May 10, 2022 /PRNewswire/ — InvestEdge, Inc., a leader in innovative wealth management and compliance solutions, announced that Eileen Morris, a former associate director of examination standards and policies at FINRA and a broker and compliance officer, recently joined the product team at InvestEdge. At FINRA, Ms. Morris led the Regulatory Best Interest Exception Steering Group, which reviewed the results of reviews related to the Best Regulatory Interest and the CRS form. Ms. Morris will help refine and improve the company’s existing compliance monitoring tools and provide clients with strategic advisory services.

“I have built my career on investor protection. I am delighted to join InvestEdge and have the opportunity to collaborate with the team to develop innovative compliance tools for our clients. Frontline compliance matters for companies to mitigate their risks and have effective tools is essential,” says Morris.

“We are delighted to welcome Eileen during this exciting period of growth for the company,” said Jeffrey Cowley, president of InvestEdge. I have great admiration for Eileen’s proven expertise within the industry. Eileen will lead our thought leadership initiative and work on our exciting new RegBI solution.”

About InvestEdge, Inc.
InvestEdge’s ComplianceEdge solution is a revolutionary trade monitoring and account monitoring platform that enables broker-dealers, RIAs and bank trust companies to provide the highest levels of management to their clients, while exceeding regulatory guidelines in constant evolution.

Learn more about ComplianceEdge.

SOURCE InvestEdge, Inc.

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